soh estimation
State of Health Estimation of Batteries Using a Time-Informed Dynamic Sequence-Inverted Transformer
Patel, Janak M., Ramezankhani, Milad, Deodhar, Anirudh, Birru, Dagnachew
The rapid adoption of battery-powered vehicles and energy storage systems over the past decade has made battery health monitoring increasingly critical. Batteries play a central role in the efficiency and safety of these systems, yet they inevitably degrade over time due to repeated charge-discharge cycles. This degradation leads to reduced energy efficiency and potential overheating, posing significant safety concerns. Accurate estimation of a State of Health (SoH) of battery is therefore essential for ensuring operational reliability and safety. Several machine learning architectures, such as LSTMs, transformers, and encoder-based models, have been proposed to estimate SoH from discharge cycle data. However, these models struggle with the irregularities inherent in real-world measurements: discharge readings are often recorded at non-uniform intervals, and the lengths of discharge cycles vary significantly. To address this, most existing approaches extract features from the sequences rather than processing them in full, which introduces information loss and compromises accuracy. To overcome these challenges, we propose a novel architecture: Time-Informed Dynamic Sequence Inverted Transformer (TIDSIT). TIDSIT incorporates continuous time embeddings to effectively represent irregularly sampled data and utilizes padded sequences with temporal attention mechanisms to manage variable-length inputs without discarding sequence information. Experimental results on the NASA battery degradation dataset show that TIDSIT significantly outperforms existing models, achieving over 50% reduction in prediction error and maintaining an SoH prediction error below 0.58%. Furthermore, the architecture is generalizable and holds promise for broader applications in health monitoring tasks involving irregular time-series data.
A novel Neural-ODE model for the state of health estimation of lithium-ion battery using charging curve
Li, Yiming, He, Man, Liu, Jiapeng
The state of health (SOH) of lithium-ion batteries (LIBs) is crucial for ensuring the safe and reliable operation of electric vehicles. Nevertheless, the prevailing SOH estimation methods often have limited generalizability. This paper introduces a data-driven approach for estimating the SOH of LIBs, which is designed to improve generalization. We construct a hybrid model named ACLA, which integrates the attention mechanism, convolutional neural network (CNN), and long short-term memory network (LSTM) into the augmented neural ordinary differential equation (ANODE) framework. This model employs normalized charging time corresponding to specific voltages in the constant current charging phase as input and outputs the SOH as well as remaining useful of life. The model is trained on NASA and Oxford datasets and validated on the TJU and HUST datasets. Compared to the benchmark models NODE and ANODE, ACLA exhibits higher accuracy with root mean square errors (RMSE) for SOH estimation as low as 1.01% and 2.24% on the TJU and HUST datasets, respectively.
DiffBatt: A Diffusion Model for Battery Degradation Prediction and Synthesis
Eivazi, Hamidreza, Hebenbrock, Andrรฉ, Ginster, Raphael, Blรถmeke, Steffen, Wittek, Stefan, Herrmann, Christoph, Spengler, Thomas S., Turek, Thomas, Rausch, Andreas
Battery degradation remains a critical challenge in the pursuit of green technologies and sustainable energy solutions. Despite significant research efforts, predicting battery capacity loss accurately remains a formidable task due to its complex nature, influenced by both aging and cycling behaviors. To address this challenge, we introduce a novel general-purpose model for battery degradation prediction and synthesis, DiffBatt. Leveraging an innovative combination of conditional and unconditional diffusion models with classifier-free guidance and transformer architecture, DiffBatt achieves high expressivity and scalability. DiffBatt operates as a probabilistic model to capture uncertainty in aging behaviors and a generative model to simulate battery degradation. The performance of the model excels in prediction tasks while also enabling the generation of synthetic degradation curves, facilitating enhanced model training by data augmentation. In the remaining useful life prediction task, DiffBatt provides accurate results with a mean RMSE of 196 cycles across all datasets, outperforming all other models and demonstrating superior generalizability. This work represents an important step towards developing foundational models for battery degradation.
Fast State-of-Health Estimation Method for Lithium-ion Battery using Sparse Identification of Nonlinear Dynamics
Lee, Jayden Dongwoo, Seo, Donghoon, Shin, Jongho, Bang, Hyochoong
Lithium-ion batteries (LIBs) are utilized as a major energy source in various fields because of their high energy density and long lifespan. During repeated charging and discharging, the degradation of LIBs, which reduces their maximum power output and operating time, is a pivotal issue. This degradation can affect not only battery performance but also safety of the system. Therefore, it is essential to accurately estimate the state-of-health (SOH) of the battery in real time. To address this problem, we propose a fast SOH estimation method that utilizes the sparse model identification algorithm (SINDy) for nonlinear dynamics. SINDy can discover the governing equations of target systems with low data assuming that few functions have the dominant characteristic of the system. To decide the state of degradation model, correlation analysis is suggested. Using SINDy and correlation analysis, we can obtain the data-driven SOH model to improve the interpretability of the system. To validate the feasibility of the proposed method, the estimation performance of the SOH and the computation time are evaluated by comparing it with various machine learning algorithms.
Onboard Health Estimation using Distribution of Relaxation Times for Lithium-ion Batteries
Khan, Muhammad Aadil, Thatipamula, Sai, Onori, Simona
Real-life batteries tend to experience a range of operating conditions, and undergo degradation due to a combination of both calendar and cycling aging. Onboard health estimation models typically use cycling aging data only, and account for at most one operating condition e.g., temperature, which can limit the accuracy of the models for state-of-health (SOH) estimation. In this paper, we utilize electrochemical impedance spectroscopy (EIS) data from 5 calendar-aged and 17 cycling-aged cells to perform SOH estimation under various operating conditions. The EIS curves are deconvoluted using the distribution of relaxation times (DRT) technique to map them onto a function $\textbf{g}$ which consists of distinct timescales representing different resistances inside the cell. These DRT curves, $\textbf{g}$, are then used as inputs to a long short-term memory (LSTM)-based neural network model for SOH estimation. We validate the model performance by testing it on ten different test sets, and achieve an average RMSPE of 1.69% across these sets.
Domain knowledge-guided machine learning framework for state of health estimation in Lithium-ion batteries
Lanubile, Andrea, Bosoni, Pietro, Pozzato, Gabriele, Allam, Anirudh, Acquarone, Matteo, Onori, Simona
Accurate estimation of battery state of health is crucial for effective electric vehicle battery management. Here, we propose five health indicators that can be extracted online from real-world electric vehicle operation and develop a machine learning-based method to estimate the battery state of health. The proposed indicators provide physical insights into the energy and power fade of the battery and enable accurate capacity estimation even with partially missing data. Moreover, they can be computed for portions of the charging profile and real-world driving discharging conditions, facilitating real-time battery degradation estimation. The indicators are computed using experimental data from five cells aged under electric vehicle conditions, and a linear regression model is used to estimate the state of health. The results show that models trained with power autocorrelation and energy-based features achieve capacity estimation with maximum absolute percentage error within 1.5% to 2.5% .
Graph neural network-based lithium-ion battery state of health estimation using partial discharging curve
Zhou, Kate Qi, Qin, Yan, Yuen, Chau
Data-driven methods have gained extensive attention in estimating the state of health (SOH) of lithium-ion batteries. Accurate SOH estimation requires degradation-relevant features and alignment of statistical distributions between training and testing datasets. However, current research often overlooks these needs and relies on arbitrary voltage segment selection. To address these challenges, this paper introduces an innovative approach leveraging spatio-temporal degradation dynamics via graph convolutional networks (GCNs). Our method systematically selects discharge voltage segments using the Matrix Profile anomaly detection algorithm, eliminating the need for manual selection and preventing information loss. These selected segments form a fundamental structure integrated into the GCN-based SOH estimation model, capturing inter-cycle dynamics and mitigating statistical distribution incongruities between offline training and online testing data. Validation with a widely accepted open-source dataset demonstrates that our method achieves precise SOH estimation, with a root mean squared error of less than 1%.
Taking Second-life Batteries from Exhausted to Empowered using Experiments, Data Analysis, and Health Estimation
Cui, Xiaofan, Khan, Muhammad Aadil, Pozzato, Gabriele, Singh, Surinder, Sharma, Ratnesh, Onori, Simona
The reuse of retired electric vehicle batteries in grid energy storage offers environmental and economic benefits. This study concentrates on health monitoring algorithms for retired batteries deployed in grid storage. Over 15 months of testing, we collect, analyze, and publicize a dataset of second-life batteries, implementing a cycling protocol simulating grid energy storage load profiles within a 3-4 V voltage window. Four machine-learning-based health estimation models, relying on online-accessible features and initial capacity, are compared, with the selected model achieving a mean absolute percentage error below 2.3% on test data. Additionally, an adaptive online health estimation algorithm is proposed by integrating a clustering-based method, thus limiting estimation errors during online deployment. These results showcase the feasibility of repurposing retired batteries for second-life applications. Based on obtained data and power demand, these second-life batteries exhibit potential for over a decade of grid energy storage use.
GPT4Battery: An LLM-driven Framework for Adaptive State of Health Estimation of Raw Li-ion Batteries
Feng, Yuyuan, Hu, Guosheng, Zhang, Zhihong
State of health (SOH) is a crucial indicator for assessing the degradation level of batteries that cannot be measured directly but requires estimation. Accurate SOH estimation enhances detection, control, and feedback for Li-ion batteries, allowing for safe and efficient energy management and guiding the development of new-generation batteries. Despite the significant progress in data-driven SOH estimation, the time and resource-consuming degradation experiments for generating lifelong training data pose a challenge in establishing one large model capable of handling diverse types of Li-ion batteries, e.g., cross-chemistry, cross-manufacturer, and cross-capacity. Hence, this paper utilizes the strong generalization capability of large language model (LLM) to proposes a novel framework for adaptable SOH estimation across diverse batteries. To match the real scenario where unlabeled data sequentially arrives in use with distribution shifts, the proposed model is modified by a test-time training technique to ensure estimation accuracy even at the battery's end of life. The validation results demonstrate that the proposed framework achieves state-of-the-art accuracy on four widely recognized datasets collected from 62 batteries. Furthermore, we analyze the theoretical challenges of cross-battery estimation and provide a quantitative explanation of the effectiveness of our method.
Physics-Informed Neural Networks for Prognostics and Health Management of Lithium-Ion Batteries
Wen, Pengfei, Ye, Zhi-Sheng, Li, Yong, Chen, Shaowei, Xie, Pu, Zhao, Shuai
For Prognostics and Health Management (PHM) of Lithium-ion (Li-ion) batteries, many models have been established to characterize their degradation process. The existing empirical or physical models can reveal important information regarding the degradation dynamics. However, there are no general and flexible methods to fuse the information represented by those models. Physics-Informed Neural Network (PINN) is an efficient tool to fuse empirical or physical dynamic models with data-driven models. To take full advantage of various information sources, we propose a model fusion scheme based on PINN. It is implemented by developing a semi-empirical semi-physical Partial Differential Equation (PDE) to model the degradation dynamics of Li-ion batteries. When there is little prior knowledge about the dynamics, we leverage the data-driven Deep Hidden Physics Model (DeepHPM) to discover the underlying governing dynamic models. The uncovered dynamics information is then fused with that mined by the surrogate neural network in the PINN framework. Moreover, an uncertainty-based adaptive weighting method is employed to balance the multiple learning tasks when training the PINN. The proposed methods are verified on a public dataset of Li-ion Phosphate (LFP)/graphite batteries.